cryptohunter
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The SEC through the Investment Advisers Act of 1940, sets rules for private equity firms. If managing substantial assets firms must register, following disclosure, reporting, and fiduciary rules.
Dodd-Frank Act expanded oversight, mandating some private equity advisers to register with the SEC.
Private equity often uses limited partnerships or LLCs for investment funds. SEC reviews the fund's offering documents. Securities Act of 1933 and Securities Exchange Act of 1934 govern securities sale, including private equity fund interests.
Dodd-Frank Act expanded oversight, mandating some private equity advisers to register with the SEC.
Private equity often uses limited partnerships or LLCs for investment funds. SEC reviews the fund's offering documents. Securities Act of 1933 and Securities Exchange Act of 1934 govern securities sale, including private equity fund interests.
